Rick Poston, Poston Financial Services, Securities Investigation

PLANO, Texas - May 17, 2016 - PRLog -- According to Rick Poston's FINRA BrokerCheck, in December 2015, Poston was terminated by H. Beck for failure "to fully cooperate with an internal investigation."  On December 11, 2015, FINRA made a preliminary determination to recommend that disciplinary action be brought against Poston alleging potential violations of FINRA Rules 2010, 2150, and 3240.

The White Law Group is investigating the liability that H. Beck may have for failure to properly supervise Poston.   Brokerage firms are required to supervise their agents to ensure that they are complying with all applicable investment rules.  To the extent that Poston violated FINRA Rules 2010, 2150, and 3240 while he was employed by H. Beck, the firm may be held responsible for any losses in a FINRA arbitration claim against the company.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.  The firm represents investors throughout the country in FINRA arbitration claims against their brokerage firm and financial advisors.

For more information on The White Law Group's investigation involving Rick Poston, visit http://www.whitesecuritieslaw.com/2016/04/16/investor-alert-richard-rick-poston-securities-fraud-investigation/.

For a free consultation with a securities attorney, please call the securities attorneys of The White Law Group at 1-888-637-5510.