TKG Has Scheduled a Live Webcast on Employee Conflicts of Interest Monitoring

 
NEW YORK - June 7, 2018 - PRLog -- TKG /The Knowledge Congress Live Webcast Series, announced today that it has scheduled a live webcast entitled "Leverage Technology to Improve the Effectiveness and Efficiency of your Employee Conflicts of Interest Monitoring LIVE Webcast."  This event is scheduled for Wednesday, June 27, 2018 @ 1:00 PM - 2:30 PM ET.

Event Synopsis:


In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and protect their business reputations. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth discussion of the best strategies and practices in applying technology to your employee conflicts of interest and market abuse compliance programs. Speakers will also provide practical tips to avoid potential risks and pitfalls.

Key topics include:

·         Identifying the key components of an employee compliance solution

·         Scope of monitoring

·         Integrating with existing systems

·         Sourcing good quality data

·         Making the business case for technology investment

·         Determining whether to buy or build

·         Looking ahead to the future of compliance monitoring

Speaker/Faculty Panel

Mr. Tim Ward


Director of Product Management

StarCompliance

Mr. Henry I. Willett III


Partner

Christian & Barton LLP

Mr. Charles L. Bennett


President

Capital Markets Management Consultants LLC

For an updated list of the faculty panel, please visit:

https://www.theknowledgegroup.org/webcasts/employee-confl...

About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series

The Knowledge Group, LLC brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance.

Visit http://theknowledgegroup.org/ for further information and inquiry.
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Tags:Employee Conflict of Interest, Leverage Technology
Industry:Business
Location:New York City - New York - United States
Subject:Events
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