Follow on Google News News By Tag Industry News News By Place Country(s) Industry News
Follow on Google News | TKG Has Scheduled a Live Webcast on Employee Conflicts of Interest MonitoringEvent Synopsis: In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and protect their business reputations. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth discussion of the best strategies and practices in applying technology to your employee conflicts of interest and market abuse compliance programs. Speakers will also provide practical tips to avoid potential risks and pitfalls. Key topics include: · Identifying the key components of an employee compliance solution · Scope of monitoring · Integrating with existing systems · Sourcing good quality data · Making the business case for technology investment · Determining whether to buy or build · Looking ahead to the future of compliance monitoring Speaker/Faculty Panel Mr. Tim Ward Director of Product Management StarCompliance Mr. Henry I. Willett III Partner Christian & Barton LLP Mr. Charles L. Bennett President Capital Markets Management Consultants LLC For an updated list of the faculty panel, please visit: https://www.theknowledgegroup.org/ About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series The Knowledge Group, LLC brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance. Visit http://theknowledgegroup.org/ End
Account Email Address Account Phone Number Disclaimer Report Abuse
|
|