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Follow on Google News | ARIA releases detailed analysis of Complaints on SEBI SCORES Platform & Analysis of enforcementARIA releases detailed analysis of Complaints received on SEBI SCORES Platform & Analysis of enforcement orders passed by SEBI against Investment advisors from inception
Summary of the reports and brief analysis is given below. Section I 1) Complaints against RIAs since inception Analysis: 65% of the complaints are against RIAs who have already surrendered their licenses or whose licenses have lapsed 2) Analysis of complaints received against RIAs who continue to be registered Analysis: 74% of the RIAs have no complaints received at all since inception. 10% of the RIAs account for 94% of the complaints 3) Analysis of activities of RIAs receiving more than double digit complaints Analysis: Trading Call provider entities constitute 68% of such entities and account for 73% of all such complaints Refer to this link for details- https://drive.google.com/ End
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